Category Archives: regulation

How SM&CR will impact single regulated firms

The Senior Managers and Certification Regime (SM&CR) was introduced for dual regulated firms (those regulated by both the FCA and PRA) in March 2016. The spur was a general feeling in the wake of the 2008 financial crisis that the … Continue reading

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Getting Data Protection Ready

Insurance firms have a lot on their plates right now in terms of regulation and compliance. The Insurance Distribution Directive (which comes into force in October) and the Senior Managers and Certification Regime (which will be extended to cover all … Continue reading

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